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Contextual knowledge-informed deep domain generalization for bearing fault diagnosis
Mid Sweden University, Faculty of Science, Technology and Media, Department of Computer and Electrical Engineering (2023-). SCA.ORCID iD: 0000-0003-0058-2306
Mid Sweden University, Faculty of Science, Technology and Media, Department of Computer and Electrical Engineering (2023-).ORCID iD: 0000-0001-8607-4083
Mid Sweden University, Faculty of Science, Technology and Media, Department of Computer and Electrical Engineering (2023-). University of Ontario, Canada.
2024 (English)In: IEEE Access, E-ISSN 2169-3536, Vol. 12, p. 196842-196854Article in journal (Refereed) Published
Abstract [en]

Reliable methods for bearing fault diagnosis are of great importance because they provide the possibility of preventing failures in machines. A significant challenge is developing solutions that can handle the variances in the data across different domains i.e., the operational context of the bearing and settings including noise, bearing type, rotational speed, and sampling frequency. To solve this issue, a common approach is to use transfer learning. However, most existing methods either assume that faults are available in the target domain or that only operational conditions on a single machine are changed between the source and target domain. Unfortunately, neither of these assumptions can be made in an industrial environment where there is a need to deploy the method on new machines with no historical faults. Therefore, there is a need to develop methods for bearing fault diagnosis that can provide accurate predictions on a general basis without needing access to historical faults from the target domain. To address this problem, this study develops a novel method including a knowledge-enriched standardization procedure used to lower the domain shift, a feature-targeted metric learning procedure enriched with contextual data that can be deployed to any new domain without having access to historical faults. The method is compared against state-of-the-art solutions in three cases with various tasks where it achieves the highest accuracy and displays high robustness and generalizability. The results also show a low level of false positives, a high level of fault segment recall and the possibility of giving feedback to the user about the model's decision. The conclusion is that the method can be used on a general basis for fault diagnosis of bearings without having access to historical faults from the target domain. 

Place, publisher, year, edition, pages
Institute of Electrical and Electronics Engineers (IEEE) , 2024. Vol. 12, p. 196842-196854
Keywords [en]
deep domain generalization, fault transfer diagnosis, rolling bearing, rotating machinery, XAI
National Category
Computer and Information Sciences
Identifiers
URN: urn:nbn:se:miun:diva-53539DOI: 10.1109/ACCESS.2024.3520624ISI: 001387130900024Scopus ID: 2-s2.0-85212980885OAI: oai:DiVA.org:miun-53539DiVA, id: diva2:1924930
Available from: 2025-01-07 Created: 2025-01-07 Last updated: 2025-09-25
In thesis
1. From Concepts to Conditions: Bridging the Gap in AI-Based Maintenance Systems
Open this publication in new window or tab >>From Concepts to Conditions: Bridging the Gap in AI-Based Maintenance Systems
2025 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

The importance of preventing machine failures and reducing costly unplanned downtime has led to extensive research aiming to develop methods that predict maintenance needs. In this context, data-driven and particularly Deep Learning (DL) based methods for anomaly detection, fault diagnosis, and health prognosis have been studied extensively because of their ability to handle the complexity of the sensor data describing the health state of machines. However, many challenging factors exist before it is possible to utilize these methods in practice. These primarily include the lack of labelled failure events, the heterogeneous nature of the data, and the occurrence of multi-component fault scenarios. Currently, most studies ignore these aspects and focus on scenarios limited to a laboratory environment, which means there is a need to develop methods that can be deployed in practice. Therefore, this thesis suggests methods for these challenges and gives insight, aiming to reduce the gap between research-defined scenarios and scenarios found in industrial environments. To achieve this, different areas in the context of DL for Predictive Maintenance (PdM) are examined, including multivariate anomaly detection, fault diagnosis, and Remaining Useful Life (RUL) prediction methods.

One of the contributions is a threshold-setting procedure that optimizes anomaly detection models with the user's support and a novel separate scoring method, and outperforms state-of-the-art alternatives for deployments in industrial applications. A published dataset of bearing faults from an industrial environment is also described, which is beneficial when developing and evaluating methods. In addition, a novel DL method for fault diagnosis of bearings using vibration data constructed with knowledge enrichment, time-based contextual enrichment, and a transfer learning technique is suggested. This method can be deployed on any machine without historical faults and outperforms state-of-the-art methods. Lastly, the most significant contribution is a prognostic hybrid framework for multi-component fault scenarios in rotating machines using vibration data that utilizes advancements in methods for anomaly detection, fault diagnosis, and RUL prediction of machines.

In summary, this thesis suggests novel methods for PdM adapted for industrial applications that can be used on a general basis and provides insights that lower the gap between research-defined scenarios and scenarios found in industrial environments.

 

Place, publisher, year, edition, pages
Sundsvall: Mid Sweden University, 2025. p. 56
Series
Mid Sweden University doctoral thesis, ISSN 1652-893X ; 431
Keywords
predictive maintenance, fault diagnosis, prognostics, remaining useful life, deep learning, machine learning
National Category
Artificial Intelligence Computer Sciences
Identifiers
urn:nbn:se:miun:diva-54539 (URN)978-91-90017-26-5 (ISBN)
Public defence
2025-06-16, C312, Holmgatan 10, Sundsvall, 13:00 (English)
Opponent
Supervisors
Funder
Knowledge Foundation
Note

Vid tidpunkten för disputationen var följande delarbete opublicerat: delarbete 6 accepterat.

At the time of the doctoral defence the following paper was unpublished: paper 6 accepted.

Available from: 2025-06-02 Created: 2025-05-29 Last updated: 2025-09-25Bibliographically approved

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Lundström, AdamO'Nils, Mattias

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